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You are at risk when the regulators come

 

The Agent is responsible for EVERY electronic communication sent or received by their agency.
 

As an Independent Contractor, you are the responsible party with exclusive and sole controller of your agency. This includes your customer service representatives, account managers, etc.


Since all of our principals and over half of our clients are using E-mail to communicate, it is critical for Insurance Agencies to hold and project our integrity and livelihood. All parties must have confidence their agent does what is necessary to ensure proper management of electronic communication.

IDENTITY THEFT is on every client’s mind these days. Agents owe it to their clients to do everything they can to protect the client’s information. One slip up and the STATE BOARD OF INSURANCE can fine the Agency for as much as $10,000.  State and Federal penalties can be much higher and include criminal prosecution. ASN Secure can reduce that worry. Government Agencies and Insurance regulators no longer accept ignorance as a defense.

Unforgiving regulatory attention has been focused on agencies. We are required to comply with multiple legal mandates for measuring and mitigating related risks. Industry regulators are fully aware that technology solutions for managing threats in e-communication are available to firms that take compliance seriously. Agencies must address regulatory requirements to avoid future violations and investigations. Regulatory Agencies no longer accept ignorance as a defense.

More than any other business sector, we are clearly under the spotlight. Agencies are now aware of the need to be cautious against the risk of damage and potential catastrophic loss. Even if that loss is unintended or not deliberate, we may be in jeopardy.

In the Insurance Agency sector, electronic messaging (E-mail) is now an indispensable tool for maintaining, managing, reviewing and storing critical business, financial and medical communication. E-mail systems are now the preferred media for business communication, they often also serve as a filing system.

The convenience of E-mail presents many opportunities for Compliance and Privacy violations. Agencies need to know that they can prevent these by just protecting themselves and ASN Secure is the solution.



 

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